1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 Title: The firing characteristics of foot sole cutaneous mechanoreceptor afferents in response to vibration stimuli Authors: Nicholas D.J. Strzalkowski1, R. Ayesha Ali2, Leah R. Bent3 Affiliations: 1University of Calgary, Department of Clinical Neuroscience, Calgary AB, Canada, 2University of Guelph, Department of Mathematics and Statistics, Guelph ON, Canada, 3University of Guelph, Department of Human Health and Nutritional Science, Guelph ON, Canada Running head: Vibration response of foot sole cutaneous afferents Corresponding author: Dr. Leah R. Bent Associate Professor Department of Human Health and Nutritional Science Guelph, Ontario, N1G 2W1 E-mail: lbent@uoguelph.ca Phone: 519 824 4129 ext. 56442 38 Abstract 39 Single unit microneurography was used to record the firing characteristics of the 40 four classes of foot sole cutaneous afferents (fast and slowly adapting type I and II; FAI, 41 FAII, SAI, SAII) in response to sinusoidal vibratory stimuli. Frequency (3-250Hz) and 42 amplitude (0.001-2mm) combinations were applied to afferent receptive fields through a 43 6mm diameter probe. The impulses per cycle, defined as the number of action potentials 44 evoked per vibration sine wave, were measured over one second of vibration at each 45 frequency-amplitude combination tested. Afferent entrainment threshold (lowest amplitude 46 at which an afferent could entrain 1:1 to the vibration frequency) and afferent firing 47 threshold (minimum amplitude for which impulses per cycle was greater than zero) were 48 then obtained for each frequency. Increases in vibration frequency are generally associated 49 with decreases in expected impulses per cycle (p < 0.001), but each foot sole afferent class 50 appears uniquely tuned to vibration stimuli. FAII afferents tended to have the lowest 51 entrainment and firing thresholds (p < 0.001 for both); however, these afferents seem to be 52 sensitive across frequency. In contrast to FAII afferents, SAI and SAII afferents tended to 53 demonstrate optimal entrainment to frequencies below 20Hz, and FAI afferents faithfully 54 encoded frequencies between 8-60Hz. Contrary to the selective activation of distinct 55 afferent classes in the hand, application of class specific frequencies in the foot sole is 56 confounded due to the high sensitivity of FAII afferents. These findings may aid in the 57 development of sensorimotor control models or the design of balance enhancement 58 interventions. 59 Key words: cutaneous afferents, mechanoreceptor, foot sole, vibration, microneurography 60 2 61 New & Noteworthy 62 Our work provides a mechanistic look at the capacity of foot sole cutaneous afferents to 63 respond to vibration of varying frequency and amplitude. We found that foot sole afferent 64 classes are uniquely tuned to vibration stimuli; however, unlike in the hand, they cannot 65 be independently activated by class specific frequencies. Viewing the foot sole as a 66 sensory structure, the present findings may aid in the refinement of sensorimotor control 67 models and design of balance enhancement interventions. 68 Introduction 69 Skin feedback from the feet and ankles plays an important role in standing balance 70 and the control of gait. It is well established that cutaneous afferents from the foot sole and 71 dorsum can modulate lower (Fallon et al., 2005) and upper limb (Bent and Lowrey, 2013) 72 motor neuron excitability, evoke posturally relevant reflexes (Zehr and Stein, 1999), in 73 addition to providing proprioceptive (Collins, 2005; Aimonetti et al., 2007; Mildren and 74 Bent, 2016) and exteroceptive (Kavounoudias et al., 1998) feedback about body orientation 75 and interactions with the environment. This understanding has led to a growing interest in 76 improving postural control through the enhancement of foot sole cutaneous feedback 77 (Priplata et al., 2005; Perry et al., 2008; Zehr et al., 2014; Lipsitz et al., 2015). Facilitatory 78 shoe insoles, which employ suprathreshold (Novak and Novak, 2006) and subthreshold 79 (Priplata et al., 2005; Galica et al., 2009; Lipsitz et al., 2015) vibrations, have been shown 80 to improve balance and gait parameters in older adults and clinical populations. The 81 benefits of these subthreshold insole vibrations are believed to manifest themselves by 82 lowering the activation threshold of cutaneous receptors, thus making natural inputs 83 suprathreshold and able to generate viable and appropriate balance responses. Vibration has 3 84 been shown to induce sensations of whole body lean in restrained subjects (Roll et al., 85 2002) and evoke postural sway away from stimulated sites during quiet stance 86 (Kavounoudias et al., 1998; 1999; Roll et al., 2002), thereby suggesting that the central 87 nervous system (CNS) uses cutaneous feedback from the soles of the feet to deduce body 88 spatial position. The sensitivity of foot sole cutaneous afferents and their ability to provide 89 vibration feedback has direct consequences on standing balance. 90 To comprehend the contributions of foot sole cutaneous feedback in postural 91 control, it is imperative to have an accurate understanding of the firing properties of the 92 four primary cutaneous afferent classes in response to vibration (i.e., when and how do they 93 respond). As an experimental tool, vibration provides a controllable stimulus that can be 94 used to investigate these properties. Impulses per vibratory cycle (ImpCycle) represents the 95 number of discharges evoked in response to vibration divided by the stimulus frequency, 96 and indicates the ability of the afferent to entrain to the stimulus. An ImpCycle response of 97 1:1 signifies entrainment, where the afferent discharges once per probe indentation. 98 Similarly, an ImpCycle response of 0.5:1 indicates that the afferent is firing on average 99 once every other indentation. As such, the ImpCycle response provides a normalized 100 afferent response, which highlights the capacity of the different afferent classes to encode 101 vibration stimuli across frequencies. 102 Previous work has investigated cutaneous afferent firing characteristics in the leg 103 and dorsum of the foot (Vedel and Roll, 1982; Ribot-Ciscar et al., 1989; Trulsson, 2001), 104 and specific afferent class tuning curves have been developed for afferents innervating the 105 glabrous skin on the hand (Johansson et al., 1982). Johansson et al. (1982) identified the 106 specific frequency ranges over which each cutaneous afferent class (Fast and slowly 4 107 adapting type I and II; FAI, FAII, SAI, SAII) is tuned to respond (has ability to entrain) in 108 the hand and found that FA afferents were tuned to high frequencies. Specifically, FAI 109 afferents were most easily activated between 8-64Hz, and FAII afferents between 64- 110 400Hz. In contrast, SA afferents were tuned to low frequencies; SAIs between 2-32Hz, and 111 SAIIs below 8Hz. The presence of unique cutaneous afferent class vibration tuning in the 112 hand indicates that the CNS has access to a range of feedback that can be used to shape 113 tactile experience and reflex responses. 114 The hands and feet are used for different functional roles and it is reasonable that 115 differences exist in the response properties of the underlying mechanoreceptor afferents. 116 Foot sole cutaneous afferents have been shown to have higher thresholds in response to 117 light touch compared to afferents in the hand and arm (Johansson and Vallbo, 1979a; 118 Vallbo et al., 1995; Kennedy and Inglis, 2002; Strzalkowski et al., 2015a). Further, there is 119 a distinct proximal to distal increase in type I receptors in the hand (Johansson and Vallbo, 120 1979b), while a more even distribution has been proposed in the foot sole (Kennedy & 121 Inglis 2002). Although these findings have provided valuable insights into the general 122 firing and receptive field characteristics of cutaneous afferents, the firing properties of the 123 specific afferents classes innervating the skin of the foot sole in response to vibration 124 remains unknown. 125 The cutaneous mechanoreceptor classes that innervate the glabrous skin on foot sole 126 are thought to be the same as those in the hand (Kennedy and Inglis, 2002). We 127 hypothesized that foot sole afferent class vibration tuning curves would be similar to those 128 in the hand (Johansson et al., 1982), but with higher thresholds as previously demonstrated 129 with light touch (Strzalkowski et al., 2015a). In the hand, the availability of distinct 5 130 afferent class feedback may be necessary to provide the sensory resolution associated with 131 texture perception and fine motor control (Yau et al., 2016). The tactile stimuli associated 132 with postural sway and gait may also require distinct afferent responses that cannot be fully 133 represented by a single vibration stimuli. In order to evaluate the contribution of cutaneous 134 input in postural control, it is essential to have an understanding of the capability of 135 individual foot sole cutaneous afferents to contribute to postural control. As such, 136 understanding the capacity of foot sole afferents to respond to select vibration is an 137 important step in creating a model of tactile perception and motor control. 138 The objectives of the present study are to: (i) investigate the vibration response 139 characteristics of cutaneous afferents in the glabrous skin of the foot; and (ii) expand upon 140 previous studies conducted on the glabrous skin of the hand. Accordingly, single unit 141 microneurography was used to record the firing responses of cutaneous afferents, i.e., 142 ImpCycle. These data provide a measure of afferent vibration tuning, considered to be the 143 frequency, or range of frequencies where individual afferents can easily entrain (at a low 144 amplitude) and when entrainment is insensitive to amplitude changes. 145 Methods 146 Ethical Approval 147 Fifty-nine recording sessions were performed on 21 healthy subjects (12 males, 9 148 females; mean age 24 with range 20-27 years). None of the participants had any known 149 neurological or musculoskeletal disorders. Following an explanation of the protocol, each 150 subject gave written informed consent to participate in the experiment. The protocol was 151 approved by the University of Guelph research ethics board and complied with the 152 declaration of Helsinki. 6 153 Experimental setup 154 Subjects lay prone on an adjustable treatment table. Both legs were straight with the 155 right, test leg supported with a Versa Form positioning pillow at the level of the ankle. All 156 recordings were performed in the right tibial nerve. The path of the tibial nerve was located 157 at the level of the popliteal fossa using transdermal electrical stimulation (1-ms square 158 wave pulse, 1Hz 0-10mA, SIU-C Grass stimulus isolation unit and a S88X Grass 159 stimulator; Grass Instruments Astro-Med, West Warwick, RI). Stimuli were applied 160 through a handheld probe with a reference surface electrode (Ag/AgCl) attached to the 161 patella of the right knee. The tibial nerve location was established by observable muscle 162 twitches in the plantar flexor muscles, paired with subject reported sensations of parasthesia 163 in the foot and leg (representative of the tibial innervation zone). The location for insertion 164 was established as the location with the largest response at the lowest current. A low 165 impedance reference electrode (uninsulated, tungsten, 200µm diameter; FHC Inc. Bowdoin, 166 ME, USA) was inserted through the skin ~2cm medial to the recording site at a depth of 167 ~5mm. The recording electrode (insulated 10MΩ, tungsten, 200µm diameter, 1-2 µm 168 recording tip, 55mm length; FHC Inc.) was then inserted at the predetermined tibial nerve 169 recording location. Using audio feedback of the neural activity, the tibial nerve was located 170 and penetrated using small manipulations of the recording electrode. Mechanical activation 171 (light tapping, stroking and stretching) of the foot sole skin was then applied to help guide 172 fine manipulations of the electrode to isolate single afferents. Neural recordings were 173 amplified (gain 104, bandwidth 300Hz-10kHz, model ISO-180; World Precision 174 Instruments, Sarasota, FL), digitally sampled (40kHz), and stored for analysis (CED 1401 175 and Spike2 version 6; Cambridge Electronic Design). 7 176 177 Cutaneous mechanoreceptor classification Single afferents were classified as fast adapting (FAI or FAII) or slowly adapting 178 (SAI or SAII) based on previously described criteria (Johansson, 1978; Kennedy and Inglis, 179 2002). FA afferents are sensitive to dynamic events and adapt quickly to sustained 180 indentations. In contrast, SA afferents respond throughout sustained skin indentation, and 181 their firing rates are proportional to the magnitude of deformation. FAI and SAI afferents 182 typically have small receptive fields with multiple hotspots (locations of highest sensitivity) 183 and distinct borders, while FAII and SAII afferents have large receptive fields, a single 184 hotspot and less well-defined borders. To improve classification accuracy, additional tests 185 were performed to identify units, such as manual skin stretch of SAII afferent receptive 186 fields, blowing across the receptive field of FAII afferents, and calculations of the 187 instantaneous frequency (SAII regular, SAI irregular). Semmes-Weinstein monofilaments 188 (North Coast Medical Inc, Gilroy, California) capable of applying ~0.078-2941mN of 189 force, were applied by hand to calculate receptive field size, monofilament firing threshold, 190 and hotspot location (site of maximum sensitivity). Receptive fields were then determined 191 with a monofilament 4-5 times afferent firing threshold and drawn on the skin with a fine 192 tip pen. Only units whose receptive fields fell within the plantar surface of the foot sole 193 were included in this study. 194 Vibration protocol 195 Sinusoidal vibrations were delivered through a 6mm diameter probe driven by a 196 vibration exciter (Mini-shaker type 4810, Power amplifier type 2718, Bruel & Kjaer, 197 Naerum, Denmark) secured on an adjustable arm (143BKT, LinoManfrotto, Markham, 198 Canada). The probe was positioned perpendicular to the receptive field hotspot, and 2mm 8 199 of pre-indentation was applied with a manual displacement gauge. Force was measured 200 with a force transducer (load cell model 31, Honeywell, MN, USA) placed in series with 201 the probe. Force feedback was used to monitor the probe position and to ensure consistent 202 contact with the foot sole at that position. Probe acceleration (ΔV/sec) was recorded with 203 an accelerometer (sampled at 2kHz; 4507 B 002; Bruel and Kjaer, Germany), and used in a 204 closed-loop system to control stimulus frequency and amplitude (VR8500 Vibration 205 Controller, VibrationVIEW v. 7.1.4; Vibration Research corporation, Jenison MI). 206 A single frequency was tested at a time and delivered through a vibration ramp 207 consisting of multiple 2-second vibration bursts of increasing amplitudes. To limit 208 habituation, there was a four-second pause given between each vibration burst within each 209 ramp. A broad range of control stimulus frequencies (3, 5, 8, 10, 20, 30, 60, 100, 150 and 210 250Hz) and of amplitudes (0.001, 0.0025, 0.005, 0.0075, 0.01, 0.025, 0.05, 0.075, 0.1, 0.25, 211 0.5, 0.75, 1, 1.25, 1.5, 1.75 and 2mm) were tested. Note that the order of frequencies tested 212 was pseudo-randomly selected, to limit any influence of order while maximizing the range 213 of frequencies tested for each afferent given the unpredictability of recording stability. 214 Further, amplitudes were not randomized within each ramp to ensure consistent stimuli 215 across recordings and to facilitate real time firing threshold identification. Not every 216 frequency-amplitude combination was possible due to an acceleration feedback 217 requirement of the closed loop system necessary for the accurate control of peak-to-peak 218 probe displacement. Consequently, some low frequency-small amplitude and high 219 frequency-large amplitude combinations were not testable. For example, we could not 220 vibrate below 3Hz (acceleration signal was too weak), and only at low-subthreshold 221 amplitudes at 400Hz. We were unable to evoke responses at 400Hz at the highest amplitude 9 222 (2.5um) and 400Hz vibration ramps were not tested. Depending on the stability/quality of 223 the neural recording, 1 to 10 vibration ramps (representing 1 to 10 different frequencies) 224 were delivered to each afferent and 7 to 15 amplitudes (vibration bursts) were tested within 225 a vibration ramp at any delivered frequency. 226 Analysis of neural recordings 227 Recorded afferent signals were analyzed using Spike2 (version 6; Cambridge 228 Electronics Design). Spike morphology was used to generate a template for the visual 229 classification of single units. Figure 1 depicts an example of a 30Hz vibration ramp and 230 FAII afferent firing response. The top panel presents the instantaneous afferent firing 231 frequency response (Hz), the 30Hz acceleration profile of the relative timing and amplitude 232 of each vibration ramp (ΔV/sec), the peak-to-peak amplitude of each vibration burst (mm), 233 and the raw neurogram of the single unit recording (V). Recordings in which a single 234 afferent could not be confidently identified without interference from multiple units or 235 excessive signal noise were excluded from further analysis. 236 Afferent firing characteristics were calculated from a representative one-second of 237 each two-second vibratory burst. The one-second period was selected at the end of each 238 vibration burst just before the vibration amplitude decreased; see Figures 1A) and 1B). This 239 period was selected to standardize the analysis period, and to limit the influence of an 240 amplitude overshoot present at the beginning of some vibration bursts. The ImpCycle 241 response was calculated from this one-second period. 242 Subsequently, afferent firing threshold and entrainment threshold were identified. 243 For this analysis, entrainment threshold was defined as the lowest amplitude for which 244 impulses per cycle was greater than 0.9 for a given frequency. Greater than 0.9 was chosen 10 245 as entrainment threshold to account for instances where the afferent could clearly entrain 246 but failed to discharge on an indentation due to inherent spiking variability. Tables and 247 figures are labelled as 1:1 instead of >0.9:1 for ease of interpretation. 248 Statistical analyses 249 Afferent served as the observational unit in all statistical analyses. Descriptive 250 statistics of the monofilament threshold, receptive field area, ImpCycle, entrainment 251 threshold, and firing threshold were used to provide an overview of the data. At each 252 frequency-amplitude combination, the mean impulses per cycle were plotted (Figure 3, 253 MATLAB 6.1, The MathWorks Inc., Natick MA, and Figures 4-7, GraphPad Prism version 254 5.0c for Mac OS X, San Diego CA). The percentage of afferents firing (% firing) and 255 percentage firing at or greater than 1:1 (% ≥1:1) were also tabulated to highlight afferent 256 firing behaviour both within and across vibration ramps at select frequency-amplitude 257 combinations. 258 Regression analyses of ImpCycle, entrainment threshold, and afferent firing 259 threshold were performed. In order to accommodate the correlation of multiple 260 observations within an afferent, the data were modelled using generalized estimating 261 equations (GEE) (Zeger and Liang, 1986); exchangeable correlation structure and robust 262 standard errors via the gee function from the gee package in R (R Core Team, 2017). 263 There are several correlation structures one could specify, with typical ones being 264 independent (the responses at each frequency-amplitude combination are independent of 265 each other), exchangeable (equal correlation for all observations across the frequency- 266 amplitude plane), and auto-regressive (correlations exist but are stronger for nearby 11 267 frequency-amplitude combinations and decrease for combinations that are further away). 268 While the exchangeable correlation structure is likely inaccurate, (Zeger and Liang, 1986) 269 show that misspecification of correlation structure does not affect consistency of coefficient 270 estimates. Further, the use of robust standard errors helps mitigate any potential influence 271 on standard errors. 272 Both frequency and amplitude were transformed to the natural logarithm scale to 273 improve model fit. Afferent class was treated as a factor with FAI afferents forming the 274 reference group. Accordingly, coefficients associated with every other afferent class in the 275 regression of ImpCycle can be interpreted as the expected difference in ImpCycle between 276 that afferent class and FAI afferents. Since amplitude was logged, in the regressions for 277 (log) entrainment and for (log) firing threshold, the interpretation of coefficients is no 278 longer in terms of the mean response (i.e., entrainment or firing threshold), but in terms of 279 the median response. 280 Results 281 Out of 111 recordings in which an afferent was confidently identified, 52 individual 282 cutaneous afferents were recorded from 16 healthy subjects over 39 recordings sessions. 283 Some of the identified afferents were reported in a previous study (Strzalkowski et al., 284 2015a). For each subject, the number of successful recording sessions ranged from 1 to 6, 285 and at most 3 cutaneous afferents were identified in any single recording session. The total 286 number of afferents identified on any subject ranged from 1 to 9. 287 The recorded afferents all had receptive fields in the plantar surface of the foot sole, 288 and the recordings were stable enough to permit at least one complete vibration ramp to be 289 applied. On average, five different frequency ramps, out of a possible ten, were tested on 12 290 each of the fifty-two recorded afferents. Afferents were not observed to habituate to the 2- 291 second bursts or across multiple vibration ramps. The afferents tested included 19 FAI 292 (37%), 9 FAII (17%), 14 SAI (27%) and 10 SAII (19%) afferents. 293 The monofilament firing thresholds tend to be larger for slowly adapting afferents 294 compared to fast adapting afferents, with both larger means and variation (Table 1). The 295 receptive fields for type II afferents (FAII and SAII) tended to be larger, with larger 296 variation, compared to the type I afferents (FAI and SAI). The location and distribution of 297 the cutaneous afferent receptive fields are presented in Figure 2. 298 Descriptive Statistics 299 Table 2 presents descriptive statistics for the impulses per cycle, entrainment 300 threshold, and firing threshold by afferent class. All afferent classes were tested across the 301 respective tested frequency ranges, though SA afferents responded over a restricted range 302 of frequencies (FAs: 3-250Hz, SAI: 3-150Hz, SAII: 3-100Hz). On average, ImpCycle 303 responses for FAI (mean: 0.63), SAI (mean: 0.55), and SAII (mean: 0.33) were slightly 304 lower than that of FAII afferents (mean: 1.07). Entrainment and afferent firing threshold 305 tended to be highest for SAII afferents (means: 1.11mm and 0.79 mm, respectively) and 306 lowest for FAII afferents (means: 0.33mm and 0.17mm, respectively). 307 Figure 3A) shows the mean ImpCycle for each afferent as a heat map over the 308 frequency-amplitude plane, with higher ImpCycle responses corresponding to hotter 309 colours. Despite the restricted frequency range for SA afferents, there is little that 310 differentiates the SAI afferent responses from that of the FAI afferents. For reference, 311 Figure 3B) provides the analogous plot for the hand, adapted from (Johansson et al., 1982). 312 Impulses per cycle 13 313 Figures 4-7 show the tuning curves for each afferent class, respectively. The largest 314 FAI afferent ImpCycle responses (>2:1) were observed at low frequencies (3-8Hz), and 315 responses greater than 1:1 were observed at frequencies up to 60Hz (Figure 4). Similar to 316 the other afferent classes, the ImpCycle responses varied greatly across individual FAI 317 afferents (Figure 4B,C). FAII afferents were found to be the most sensitive class to 318 vibration stimuli, demonstrating the highest ImpCycle responses across frequencies 319 compared to the other classes (Figure 5). Average ImpCycle responses >3:1 were observed 320 up to 10Hz, and >1:1 up to 150Hz at the available vibration amplitudes. Individual FAII 321 afferent responses varied within the population, indicating a continuum of coverage 322 (varying levels of sensitivity) class for a particular frequency (Figure 5B, C). Two different 323 FAII afferent responses were observed: a high amplitude (>0.5mm) response where the 324 impulses per cycle decreased with increasing stimulus frequency; and, a low amplitude 325 response (≤0.5mm), where the impulses per cycle were similar across frequencies. These 326 trends support a high capacity for FAII afferents to respond across frequencies. 327 SAI afferents tended to respond across the range of frequencies tested and at 328 elevated thresholds compared to FA afferents (Table 2, Figure 6). SAI afferents 329 demonstrate their largest ImpCycle responses at low frequencies, but do not appear to be 330 tuned to a specific range like FAI afferents, as a consistent ImpCycle response is not seen 331 across stimulation frequencies at a given vibration frequency. SAII afferents were the most 332 insensitive to vibration. They were associated with the lowest ImpCycle responses across 333 most frequencies and a near absence of firing at amplitudes below 0.25mm (Figure 7). 334 Average SAII afferent ImpCycle responses >1:1 were only achieved at 3Hz and 5Hz; 335 however, average responses >0.5:1 were found up to 60Hz (Figure 7). 14 336 Table 3 presents the regression of the ImpCycle on frequency and amplitude. These 337 results validate the trends seen in Figure 3. At a given frequency-amplitude combination, 338 the ImpCycle tended to be larger for FAII afferents but smaller for SAII afferents (p < 339 0.001 for both afferents) compared to FAI afferents; however, there was no statistically 340 significant difference between SAI and FAI afferents (Table 3, p = 0.274). ImpCycle 341 response was also found to depend on the interaction of frequency and amplitude (p < 342 0.001). In particular, for a given frequency, as amplitude was ramped up, ImpCycle also 343 increased; however, the amount of increase depended on the frequency, with the effect of 344 amplitude dampened at higher frequencies. For a given amplitude, as frequency was 345 increased, ImpCycle tended to decrease, but the amount of decrease depended on the 346 amplitude. 347 Entrainment threshold 348 FAI afferent firing remained robust at higher frequencies, where 77% and 43% of 349 the FAI afferents achieved 1:1 firing at 100Hz and 150Hz at the largest available 350 amplitudes of 0.5mm and 0.25mm respectively (Table 4). These ImpCycle responses reflect 351 the fast adapting nature of FAI afferents and their ability to entrain to high frequencies. 352 FAI had the most consistent ImpCycle responses between 8-60Hz, as the ability of FAI 353 afferents to entrain did not deviate greatly between 8Hz and 60Hz at low vibration 354 amplitudes (Figure 4). As such, 8-60Hz may specify a frequency range over which FAI 355 afferents are tuned. 356 FAII afferents had the lowest entrainment thresholds compared to the other afferent 357 classes. Entrainment was reached in all FAII afferents at amplitudes of 0.25mm or 0.5mm 358 (except 100Hz 75% at 0.5mm and 250Hz 20% at 0.075mm) (Table 4). Note that at 250Hz 15 359 one afferent (of five tested) did not respond, and one entrained to the stimulus. Further, 360 entrainment threshold at 10Hz could not be isolated for FAII afferents because >1:1 firing 361 was evoked on average at the smallest applied amplitude (0.05mm). As a population, FAII 362 afferents responded and entrained at all the frequencies tested (except at 250Hz where an 363 average afferent entrainment threshold was not observed at the largest amplitude of 364 0.075mm). 365 SAI afferent entrainment thresholds increased with increasing frequency up until 366 30Hz, above which an average population response of 1:1 was not observed (Figure 6, 367 Table 4). At 3Hz SAI entrainment threshold was 0.1mm, which increased to around 368 1.25mm at 30Hz. An individual afferent (1 of 5) was found to entrain up to 100Hz; 369 however, entrainment was not observed in frequencies above 30Hz in the majority of SAI 370 afferents (Table 4). These data suggest that as a population, SAI afferents preferentially 371 encode for low frequencies below 30Hz, but some afferents can respond and entrain at 372 higher frequencies. 373 SAII afferents had a limited capacity to entrain to the vibratory stimuli, and 374 entrainment was only observed at amplitudes greater than 1mm over the 3-10Hz frequency 375 range (Table 4). At 10Hz, all five of the SAII afferents tested fired at 1.5mm and 40% had 376 reached entrainment threshold. Above 10Hz (and tested up to 30Hz), 1:1 firing was not 377 achieved even at 2mm, so 10Hz represents the upper frequency at which SAII afferents 378 were shown to consistently respond. 379 Overall, entrainment threshold was found to decrease with increasing frequency for 380 both FAI and FAII afferents (Figure 8). From the regression of entrainment threshold on 381 frequency, the ratio of median entrainment threshold of FAII afferents relative to that of 16 382 FAI afferents measured at the same frequency was estimated to be exp(-1.168)=0.311 383 (Table 5). In other words, the median entrainment threshold of FAII afferents tended to be 384 just over 30% of the median entrainment threshold of FAI afferent for a given frequency (p 385 < 0.001). Further, when comparing afferents of the same class but for which the frequency 386 of the first group of afferents is, say, double that of the second group, then the ratio of 387 median entrainment threshold for the two groups was estimated to be 2–0.151= 0.901. So, 388 the doubling of frequency was associated with a 10% decrease in median entrainment 389 threshold (p = 0.069). The trends for SA afferents were inconclusive, likely due to the fact 390 that they were tested at fewer frequencies compared to FA afferents. 391 Firing threshold 392 The trends in firing thresholds across frequencies for each afferent class were 393 similar to that of entrainment, but with responses at higher frequencies as well (Figure 9). 394 From the GEE analysis, the ratio of median firing threshold of FAII afferents relative to 395 that of FAI afferents measured at the same frequency was estimated to be exp(–1.454) = 396 0.233 (Table 6). In other words, the median firing threshold of FAII afferents was, again, 397 much lower and tended to be just under 25% of the median firing threshold of FAI afferents 398 for a given frequency (p < 0.001), i.e. more sensitive. Further, when comparing afferents of 399 the same class but for which the frequency of the first group of afferents is, say, double that 400 of the second group, then the ratio of median firing threshold for the two groups was 401 estimated to be 2–0.245= 0.844 (Table 6). So, the doubling of frequency was associated with 402 a just over 15% decrease in median firing threshold (p = 0.008). 403 Discussion 17 404 The present study was conducted to (i) identify and characterize the firing 405 characteristics of foot sole cutaneous afferents in response to vibratory stimuli, and (ii) 406 provide a reference to analogous studies performed in the hand. We have identified class 407 specific vibration tuning frequencies for foot sole cutaneous afferents, demonstrated that 408 there are (overlapping) ranges of individual afferent responses associated with each class, 409 and shown how these responses differ from afferent responses in the hand. 410 Vibration tuning of foot sole cutaneous afferents 411 We vibrated the foot sole across a range of frequencies and amplitudes and found 412 that FAII afferents demonstrated the most robust firing response compared to the other 413 classes of cutaneous afferents. FAII afferents fired and entrained at relatively low vibration 414 amplitudes, and had the highest ImpCycle responses across nearly all frequency-amplitude 415 combinations. FAII afferents appear to be tuned across our range of vibration input; 416 reaching entrainment threshold at similar amplitudes (0.05-0.25mm) across frequencies (5- 417 150Hz). The relatively low firing threshold of FAII afferents suggests that FAIIs may be 418 the only class of cutaneous afferents that can be isolated (respond without contamination 419 from other afferents) with foot sole vibration. The functional significance (i.e. tactile 420 perception, postural control) of FAII feedback cannot be determined from the present data; 421 however it is clear that FAII afferent feedback will be present in most or all tactile 422 responses. 423 In contrast to the ubiquitous firing of foot sole FAII afferents, overlapping 424 entrainment frequency ranges were present for FAI, SAI, and SAII afferent classes. FAI 425 afferents were found to have consistent ImpCycle responses between 8-60Hz, indicating a 426 vibration range over which they most faithfully encode the frequency. As a population, SAI 18 427 and SAII afferents most readily entrained to frequencies below 20Hz, where SAI afferents 428 tended to have lower entrainment thresholds, and larger ImpCycle responses, compared to 429 SAII afferents. 430 Comparison between body regions 431 The foot sole vibration tuning curves established in the present study are in partial 432 agreement with data from the hand. Johansson et al. (1982) published optimum entrainment 433 frequency ranges for hand cutaneous afferents and reported that SA afferents were most 434 easily entrained at low frequencies (SAI 2-32hz, SAII <8Hz), while FA afferents were 435 tuned to higher frequencies (FAI 8-64Hz, FAII >64Hz). In the foot sole, FA afferents are 436 similarly found to respond and entrain to higher frequencies compared to SA afferents, 437 however distinct tuning ranges are less apparent. 438 Interestingly, the foot sole and hand data demonstrate differences in the number of 439 spikes evoked across frequencies when exposed to similar amplitudes. Hand afferents are 440 found to be more sensitive, discharging an increased number of spikes at a given frequency 441 amplitude combination. At 4Hz, 1mm peak-to-peak vibration evoked an average firing rate 442 of 4:1 in FAI afferents, and 5:1 in FAII afferents in the hand (Johansson et al., 1982). In 443 contrast, 5Hz-1mm vibration evoked 2:1 and 3:1 firing in FAI and FAII foot sole afferents 444 respectively. Similarly, the firing rates of hand SA units were typically shown to be double 445 that of foot sole SA afferents. It appears that cutaneous afferents in the hand have lower 446 firing thresholds, entrain more easily, and discharge more spikes at a given amplitude 447 compared to the same afferent classes in the foot sole. This disparity between the foot sole 448 and hands may be due to distinct mechanoreceptor adaptations related to sensory function 449 and skin mechanical property differences (Kekoni et al., 1989; Strzalkowski et al., 2015b). 19 450 The increased afferent firing in the hands relative to the feet may represent the requirement 451 for texture and velocity perception necessary for handling objects. Conversely, the postural 452 significance of foot sole feedback may not necessitate high individual afferent firing and 453 rather rely on population characteristics across the foot sole. 454 Vibration responses of cutaneous afferents in the lower limb have been previously 455 investigated; however, these data were limited to recordings from the lateral fibular nerve, 456 with afferent receptive fields in the leg and foot dorsum (Vedel and Roll, 1982; Ribot- 457 Ciscar et al., 1989). These early studies combined cutaneous afferents into FA and SA 458 groups, and applied fewer frequency-amplitude combinations (10-300Hz, 0.2 and 0.5mm 459 amplitude, 1mm diameter probe) than the present study. Despite these methodological 460 differences, FA afferents were found capable of entraining to higher frequencies compared 461 to SA afferents, which is in agreement with the present findings. Interestingly, firing rates 462 greater than 1:1 were not observed in leg and foot dorsum afferents at the largest 0.5mm 463 amplitude (Ribot-Ciscar et al., 1989). In contrast, 0.5mm vibration amplitude evoked firing 464 rates greater than 1:1 in all foot sole afferent classes in the current work at class specific 465 frequencies (Table 4). The elevated thresholds of afferents innervating the leg and foot 466 dorsum compared to the plantar surface of the foot sole may reflect the functional 467 significance of foot sole cutaneous feedback in controlling standing balance compared to 468 feedback from other lower limb regions. 469 Functional implications of foot sole vibration 470 It is well established that cutaneous feedback from the soles of the feet is important 471 in the control of upright stance and gait (Hayashi et al., 1988; Kavounoudias et al., 1998; 472 Meyer et al., 2004; Kars et al., 2009). The application of subthreshold foot sole vibration, 20 473 which is thought to increase the availability of foot sole feedback, has been shown to 474 improve standing balance and gait, as evidenced by reductions in postural sway (Priplata et 475 al., 2005; Lipsitz et al., 2015) and measures of gait variability (Galica et al., 2009; Lipsitz et 476 al., 2015). In addition, suprathreshold foot sole vibration has been shown to modulate 477 postural sway, where the magnitude and velocity of sway increases with higher frequencies 478 (Kavounoudias et al., 1999). The present data demonstrate that the vibration frequencies 479 and amplitudes (20, 60, 100 Hz and 0.2-0.5mm) employed by Kavououdias et al. (1999) 480 can cause robust firing across afferent classes. However, what we have also shown is that it 481 may not be possible to establish how each afferent class response contributes specifically to 482 the observed postural responses. Importantly, these previous studies support the concept 483 that altering foot sole cutaneous feedback via subthreshold and suprathreshold vibration 484 does change afferent firing, and can ultimately modulate standing balance. However, since 485 it is unknown how the cutaneous afferent firing characteristics change under different 486 loading conditions, the present data should not be taken to represent afferent firing in 487 different contexts. 488 The frequencies transmitted through the foot sole in association with gait and 489 standing balance are not well understood. Regardless, our results demonstrate that foot sole 490 cutaneous afferents respond and contribute tactile feedback in response to large amplitude 491 vibrations. Further, foot sole cutaneous afferents are silent at rest but show robust 492 responses, especially FA afferents, to dynamic mechanical perturbations of the skin. In fact, 493 the heterogeneous vibration tuning we observed across classes suggests that the CNS may 494 be primed for class specific firing rates. For example, we hypothesize that a high frequency 495 burst from FA afferents will produce a different, perhaps muted, response in higher order 21 496 neurons than that from a similar SA afferent input. We also conjecture that standing 497 balance likely evokes robust firing across all foot sole afferent classes, and the relative 498 contributions of each class in modulating motor output may depend on the postural context. 499 Future work is still needed to investigate higher order class specific responses and their 500 behaviour under different postures. 501 The functional significance and central weighting of feedback from different 502 afferent classes is not clear. It is reasonable that low frequency response patterns from SA 503 afferents would evoke a different, perhaps larger, postural response than a similar low 504 frequency firing pattern from a population of FA afferents. The afferent signal is important 505 in the modulation of muscle reflexes and postural control likely arises from a combination 506 of afferent input, where external stimuli has been shown to evoke a range of firing across 507 classes (Fallon et al., 2005). We found that afferent firing rate increased with high vibration 508 amplitude; however, since the data were collected with the subject prone and the foot sole 509 unloaded (2mm probe pre-indentation), these results cannot be extrapolated to an upright 510 loaded posture. Future studies are needed to identify the firing characteristics of cutaneous 511 afferents under prolonged loaded conditions and in older adult and/or diseased populations 512 to further explore the functional significance of distinct afferent class vibration tuning. 513 Summary and conclusions 514 The present experiment provides an analysis of the vibration response 515 characteristics of cutaneous afferents in the glabrous skin of the human foot sole. Tactile 516 feedback from the feet plays an important role in the control of standing balance and gait, 517 and the present findings expand upon how the foot sole is viewed as a sensory structure. 518 We have demonstrated that cutaneous afferents in the foot sole display class specific tuning 22 519 to vibratory stimuli, and that FAII afferents have the lowest firing and entrainment 520 thresholds across frequencies. Optimal entrainment frequencies for FAI, SAI, and SAII 521 afferents were found to overlap below 20Hz. Foot sole FAI afferents were tuned to 522 faithfully encode frequencies between 8Hz and 60Hz, where similar ImpCycle responses 523 were found at low vibration amplitudes. Afferent class vibration entrainment ranges 524 provide a clear indication of the capacity of cutaneous afferents to faithfully encode a given 525 vibration stimulus. Vibrations associated with natural stimuli are expected to evoke 526 complex patterns of afferent firing that combine to inform perceptual experience and motor 527 control. Ultimately this work provides a mechanistic look at the capacity of foot sole 528 cutaneous afferents to respond to vibration, which may aid in the development of 529 sensorimotor control models and design of balance enhancement interventions. 530 531 Grants: This project was funded by a NSERC Discovery Grant (400723) to Leah Bent and 532 a NSERC PGSD to Nicholas Strzalkowski. 533 Conflict of interest: The authors declare that there are no conflicts of interest, financial or 534 otherwise. 535 Author contributions: N.D.J.S and L.R.B conceived and designed the research; N.D.J.S 536 and L.R.B performed the experiments; N.D.J.S, R.A.A and L.R.B interpreted results of 537 experiments; N.D.J.S and R.A.A analyzed data and prepared figures; N.D.J.S drafted 538 manuscript; N.D.J.S, R.A.A and L.R.B edited and revised manuscript; N.D.J.S, R.A.A and 539 L.R.B approved final version of manuscript. 23 540 Acknowledgments: The authors would also like to thank Robyn Mildren for her 541 contributions towards data collection, and Derek Zwambag for his help in preparing Figure 542 3. 24 543 References 544 545 546 Aimonetti J-MJ, Hospod VV, Roll J-PJ, Ribot-Ciscar EE. 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What functions do reflexes serve during human locomotion? Progress in neurobiology 58: 185–205, 1999. 622 27 623 Table captions 624 Table 1: Characteristics of cutaneous afferents identified and tested in the foot sole 625 626 Table 2: Descriptive statistics for impulses per cycle, entrainment threshold and firing threshold, post stratified by afferent class 627 628 Table 3: Multivariate regression of impulses per cycle with exchangeable correlation structure 629 630 631 Table 4: Cutaneous afferent class firing characteristics, percent firing (% firing) and percent firing at or greater than 1:1 (% ≥1:1) as well as the sample number (n) across select frequency-amplitude combinations 632 633 Table 5: Regression of entrainment threshold on frequency and afferent class with exchangeable correlation structure 634 635 Table 6: Regression of firing threshold on frequency and afferent class with exchangeable correlation structure 636 Figure captions 637 638 639 640 641 642 643 644 645 646 647 Figure 1: A 30Hz vibration ramp (amplitude 0.005-1.25mm) with the firing response of a representative FAII afferent. The top panel presents from top to bottom: the instantaneous afferent firing frequency response (Hz), the 30Hz acceleration profile of the vibration ramp (ΔV/sec), the peak-to-peak amplitude of each vibration burst (mm), and the raw neurogram of the single unit recording (V). Within the afferent firing response panel the gray dashed and dotted lines indicate 60Hz and 30Hz responses respectively. With increasing vibration amplitude (left to right) the FAII afferent firing response increased. Low stimulus amplitudes (0.005-0.0075mm) did not evoke an afferent response. A) Highlights a 0.025mm vibration burst, and B) highlights a 0.5mm vibration burst. The two small panels present A) 1:1 at 0.025mm and B) 2:1 at 0.5mm ImpCycle responses over one second of vibration. 648 649 650 Figure 2: Afferent class; Fast Adapting Type I (FAI: 19) and Type II (FAII: 9), Slowly Adapting Type I (SAI: 14) and Type II (SAII: 10) receptive field locations. Circles represent receptive field (RF) and are drawn to represent difference in RF size. 651 652 653 654 655 656 Figure 3: The average impulses per cycles of FAI, FAII, SAI, and SAII afferents at each vibration frequency-amplitude combination in the foot A) and hand B). The foot data is from the present study while the hand data has been adapted from Johansson et al., 1982. The legend on the right indicates the magnitude of afferent responses, ranging from <0.5:1 impulses per cycle (dark blues) to >6:1 impulses per cycle (dark reds). Open circles indicate vibration stimuli that were delivered but did not evoke an afferent firing response. 657 28 658 659 660 661 Figure 4: Average FAI impulses per cycle responses across vibration frequency and amplitude combinations. 1:1 firing rate is highlighted by a grey line (A). Individual afferent ImpCycle responses of select FAI afferents across vibration frequency at 1mm (B) and 0.25mm (C) amplitudes. The average of each group is represented by the black stars. 662 663 664 665 Figure 5: Average FAII impulses per cycle responses across vibration frequency and amplitude combinations. 1:1 firing rate is highlighted by a grey line (A). Individual afferent ImpCycle responses of select FAII afferents across vibration frequency at 1mm (B) and 0.25mm (C) amplitudes. The average of each group is represented by the black stars. 666 667 668 669 Figure 6: Average SAI impulses per cycle responses across vibration frequency and amplitude combinations. 1:1 firing rate is highlighted by a grey line (A). Individual afferent ImpCycle responses of select SAI afferents across vibration frequency at 1mm (B) and 0.25mm (C) amplitudes. The average of each group is represented by the black stars. 670 671 672 673 Figure 7: Average SAII impulses per cycle responses across vibration frequency and amplitude combinations. 1:1 firing rate is highlighted by a grey line (A). Individual afferent ImpCycle responses of select SAII afferents across vibration frequency at 1mm (B) and 0.25mm (C) amplitudes. The average of each group is represented by the black stars. 674 675 676 677 Figure 8: Profile plots of entrainment threshold versus frequency, by afferent class. Entrainment is defined as a ratio of at least 0.9:1, meaning the afferent fires for each sine wave. Individual afferent data are presented; each dashed line represents a different afferent. Black stars are the average firing thresholds at each stimulation frequency. 678 679 680 Figure 9: Profile plots of firing threshold versus frequency, by afferent class. Each dashed line represents a different afferent. Black stars are the average firing thresholds at each stimulation frequency. 681 29